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Bilateral Globus Pallidus Internus Deep Brain Stimulation for Parkinson’s Disease: Therapeutic Effects and Motor Outcomes Prediction

· 2020-12-29

DOI: 10.21203/rs.3.rs-135557/v1

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Research overview

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Abstract Background: Deep brain stimulation (DBS) has emerged as a highly effective surgical treatment for advanced Parkinson’s disease (PD). Good response in levodopa challenge test has suggested as criterion to identify optimal candidates for surgery. However, the response to levodopa and DBS is not always congruent, and predictive value of the levodopa test remains controversial. This study was set out to identify predictors of response to DBS and develop a novel prediction model evaluating DBS candidacy. Methods: Herein, we retrospectively analyzed 62 consecutive PD patients who underwent bilateral globus pallidus interna (GPi) DBS from 2016 to 2019.  The changes in UPDRS-III (Unified Parkinson’s Disease Rating Scale part III) total and subscores after surgery at one-year follow-up were evaluated and potential predictor variables were also collected. In the training cohort of 29 patients, we developed a novel machine learning method with 5-fold cross validations implementing on these variables to predict GPi DBS treatment outcomes in a multivariate linear analysis. Furthermore, the machine learning model was externally validated with another cohort of 33 GPi DBS PD patients.Results: GPi DBS significantly improved postoperative motor function of PD patients. The overall UPDRS-III scores improved by 30.4%, with highest improvement in tremor (75.0%), followed by limb bradykinesia (27.5%), rigidity (27.3%) and axial bradykinesia (22.4%). Most intriguingly, improvement in tremor can be predicted with high accuracy using this prediction model (adjusted R2= 0.82 for absolute improvement, and adjusted R2 = 0.76 for relative improvement), in which off medication tremor subscore was identified as the most powerful preoperative predictor. In the external validation cohort, the machine learning method showed good predictive performance.Conclusions: We confirmed the effects of bilateral GPi-DBS with a one-year follow-up. The good performance of the present prediction model demonstrated the utility of machine-learning based motor response prediction after GPi DBS, based on clinical preoperative variables.

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